We are your specialists for tailored debt capital instruments
Whether in the field of straight bonds for corporate financing or for tailored certificates as investments – Bank Frick is the ideal partner. With our geographic focus on the EEA/EU, we support our clients in the development of solid solutions tailored to the target market.
While you provide the impetus and show us the desired product properties, we’ll take care of providing the necessary service and banking modules. We make sure that your product complies with the applicable laws and regulations so you can focus on successful market placement.
With our advice, you can benefit from the many years of experience that we bring to the issuing business. We stand out through our high degree of flexibility and short decision-making processes.
What we offer to professional market participants
- Advice relating to regulations and supervisory authorities
As an issuer of securities, you must comply with a wide range of legal and regulatory obligations. We make sure that you meet these and clear any hurdles out of the way. We will help you achieve the greatest possible level of target market conformity.
- Access to our network
Banking services are a key element within the context of securities issuing – however, the skills of specialist third parties are usually also required. Whether it comes to tax matters, legal clarifications or corporate services – we’ll open the doors to our long-standing network of partners for you. If desired, we can coordinate all service providers for you.
- Creating feasibility analyses
The more complex your issuance, the deeper we need to explore feasibility in advance. We’ll illustrate practical, economically sensible and regulation-compliant solutions.
- Reliable paying agent
As a regulated financial institution, we have the necessary connections to securities settlement systems to take over the role of paying agent for you. We’ll handle all the processes related to the processing of cash flows and the delivery of securities to investors for you.
- Account administration for issuers
We can handle payment transactions for you, provide you with automated reports and give you direct access to your accounts – either via an interface or through our online banking.
- Multi-asset trading desk
Make use of our in-house trading desk. In addition to the classics such as shares, currencies, funds and derivatives, with us, you can also invest in crypto assets – without you having to deal with the complex background processes.
- Valuation of certificates
As experienced calculation agents, our specialists will handle the valuation of certificates and comparable financial instruments.
- Tokenisation and dual issuance
We stay with the times. Blockchain-based issuance processes offer significant advantages in comparison to traditional handling. As an early adopter, we have practical experience when it comes to issuing security tokens. We would be happy to share our wealth of experience with you. The combination of our status as a bank and our registration as what is known as a TT service provider according to the Liechtenstein Blockchain Act makes us the ideal partner for you.
- Interface to exchange centres
If your goal is to list your products on a regulated market, we will support you with our expertise and our exchange centre contacts.
- Direct market access
Time is money! Your fully automatic connection to our renowned online brokers is an ideal solution if you are pursuing algorithmic trading strategies or are active in markets with greater time differences.
Would you like to find out more? Please don’t hesitate to get in touch.
How you benefit
Boutique for issues
We can also support your capital market issues with transaction volumes that fall through the cracks at other financial institutions.
We are independent
We won’t examine your clients. Bank Frick is not active in investment consultancy, portfolio management or in the sale of financial products. So you can look forward to a long-term, collaborative partnership.
We tailor to measure
You have a clear idea of how your issuance should look. We’ll support you in putting this idea into practice in a regulation-compliant and economically sensible manner, even in the case of highly complex requirements.
Answers to frequently asked questions
As an administrator or product manufacturer, you define the markets in which you want to sell your product. The EEA/EU is generally the market for UCITS and AIF products; in individual cases, the sale of a product may be limited. For more precise details, we would need to analyse your investment idea.
We would be happy to answer your questions!
With regard to minimum volume (assets under management, AuM) we are guided by the legal regulations (e.g. UCITS: EUR 1.25 million). Since we follow a boutique approach, legal and regulatory compliance takes centre stage within our consulting services. Your investors can thus be sure that their investment is in safe hands.
This depends on the complexity of the mandate as well as on the services you would like to utilise. With us, you’ll only ever pay for the services you actually use.
We would be happy to provide you with a quote.