Capital Market Solutions
The Specialist for Structured Products
Your investment idea – brought to the capital markets. We develop, implement, and manage regulated financial instruments from initial concept to market maturity.
Whether it is a traditional bond or a certificate, actively managed or otherwise, we structure bespoke solutions tailored to your requirements.
Our structuring solutions for asset managers, promoters and issuers:
AMCs, Tracker Certificates, and other structured products
- With our support, you can bring any investment strategy or asset class to the capital market – bankable and fully regulated. Your products can be mapped directly in the client custody account and transferred via established clearing systems.
- Regardless of whether you are dealing with liquid strategies or alternative assets: in addition to setting up AMCs and tracker structures, we also bring private equity, private debt, real estate, and fine art into a marketable format.
- As your partner, Bank Frick manages every stage of the process: We provide the paying agent and the issuance vehicle and handle the Net Asset Value (NAV) calculation, custody, and enable trading.
- Even with complex products, we ensure regulatory security, so you can focus on your market launch.
Bonds
- As a fully regulated bank, we handle the entire processing of your bond issue from start to finish. You determine the structure, purpose, interest rate, and term – we then deliver.
- As your paying agent, we handle all core tasks, from ISIN assignment and SIX SIS AG coordination to ongoing administration. We settle payments and transactions. Settlement and clearing are available in the EEA, Switzerland, and the United Kingdom.
- We provide guidance on regulatory matters and support you in the preparation of issuance documentation.
ETPs (Exchange Traded Products)
- With Bank Frick, you can launch as an issuer of ETPs – for both traditional and crypto-asset-based products.
- As a Bank Frick client, you receive a comprehensive, single-source service: We set up your product and manage ISIN assignment, subscription, redemption, settlement, custody, and trading. We also enable staking and foreign exchange management, and handle the collateralisation of underlyings on your behalf.
- Through this robust infrastructure, we currently support over 50 regulated ETP providers with a total issuance volume exceeding USD six billion.
- Through our Bank Frick xPULSE network, you gain access to over 50 crypto brokers, exchanges, liquidity providers, and market-leading Authorised Participants, including Kraken, OKX, Bitstamp, and FalconX. FIAT transfers are processed on the same day (T+0) to and from crypto exchanges. This means you can deposit and withdraw funds 23/7, seven days a week, ensuring you always maintain the necessary liquidity.
Would you like to find out more? Please don’t hesitate to get in touch.
Bank Frick service bundles
Securities
Institutional Broker
Security Token
Utility Token
Operational
How you benefit
Bespoke solutions
You have a clear vision of how your issuance should look. Even with highly complex requirements, we support you in turning that vision into a reality that is economically viable, strategically sound, and fully compliant. We take a flexible approach to the design and management of your products.
We are independent
We do not compete for your clients. Bank Frick does not engage in investment advice, portfolio management, or the distribution of financial products. As such, you can rely on a collaborative long-term partnership.
Years of expertise
With over ten years of experience in structuring financial products, we have successfully supported numerous issuances. With more than USD 6 billion in assets under administration, you can be confident your product is in expert hands. You thereby benefit from a robust infrastructure designed to support both traditional issuances and digital assets.
Further information about
10C PCC
10C PCC is a private Protected Cell Company that enables Bank Frick to provide promoters and asset managers with their own segregated cell (10C Protected Cell). Each cell follows its own investment strategy and can issue structured investment products. Here you will find the legal documents which are available for your information and consultation.
Answers to frequently asked questions
We facilitate all forms of debt issuance. This includes corporate and project finance bonds, AMCs (Actively Managed Certificates), passive trackers, structured notes with various underlyings (such as credit wrappers) and ETPs (Exchange Traded Products). We are happy to review the specific requirements of your proposed financial product in detail.
10C PCC is a private Protected Cell Company that enables Bank Frick to provide promoters and asset managers with their own segregated cell (10C Protected Cell). Each cell follows its own investment strategy and can issue structured investment products.
The key advantage: The assets of each cell are strictly segregated from other cells and protected from third-party claims – ensuring the highest levels of security and transparency.
The Financial Market Authority (FMA) Liechtenstein has approved the existing base prospectus, which can be passported to other EU/EEA member states at any time. The prospectus and respective Final Terms can also be registered in Switzerland.
As a pure-play transaction bank without an in-house asset management arm, we offer you a complete banking infrastructure for issuances and securitisations, but we do not provide product distribution.
There is no set minimum volume for issuances and securitisations at Bank Frick. We offer a wide range of structuring options suitable for both boutique specialist offerings and large-scale issuances.
Please feel free to contact us for a tailored quotation.
The distribution of your product is determined by the regulatory framework of the issuance documentation.
Products can be distributed via the base prospectus or offered to professional investors through a Private Placement Memorandum tailored specifically to the respective cell.
When issuing via our 10C PCC issuance vehicle, you can also distribute the base prospectus approved by FMA Liechtenstein. Once passported, your product can be marketed across other EU and EEA member states. Furthermore, the prospectus and associated Final Terms can be seamlessly registered in Switzerland.
Our products are structured as financial instruments eligible for clearing. Through our connection to the SIX SIS AG clearing system, we can deliver units directly into the custody accounts of investors across Europe, the UK, and Switzerland. The holdings will be visible in the investor’s custody account.
Thanks to the connection to the SIX SIS AG clearing system, our products can be traded and settled without problems in Switzerland, throughout the EEA, and in the UK. Depending on the structure of your issuance, other jurisdictions may also be possible. Please contact us for further details.
Our 10C PCC issuance vehicle is domiciled in Jersey (Channel Islands).
Bank Frick supports both issuances to retail investors and private placements.
No prior experience in product structuring is required. You provide the investment idea and the investor base; Bank Frick handles the structuring and actual securitisation.
In principle, all aforementioned products can be listed on a stock exchange via Bank Frick. However, a formal listing is generally only recommended for larger volumes where there is broad investor interest.
The exact time-to-market depends on the complexity of the parameters and your specific preferences. While complex structures require more lead time, straightforward solutions can be ready for issuance within a few days.
Please contact us for a detailed assessment of your concept.
Drawing on our many years of experience in the capital markets, Bank Frick offers you access to a broad network of specialist partners, which is available to you throughout our collaboration.
Fees are based on the complexity of your mandate and the services selected. We operate on a transparent basis, so you only pay for the services you actually use. Whether you are structuring simple certificates and bonds or highly complex vehicles, you can rely on our bespoke advice.
Please contact us for a tailored quotation.
