In accordance with Annex 7.4 of the Liechtenstein Banking Ordinance (Bankenverordnung – BankV) in conjunction with Commission Delegated Regulation (EU) 2017/576 (RTS 28), Bank Frick is required to publish the top brokers (investment firms) for each financial instrument category to which it has forwarded client orders for execution on an annual basis. The corresponding breakdown for each financial instrument class can be downloaded. If a category of financial instruments is not listed, this means no transactions in this category were executed in the year under review.
The top brokers to which client orders were forwarded in 2019:
The top brokers to which client orders were forwarded in 2018:
During the year under review, Bank Frick did not execute any client transactions as part of securities financing transactions (SFTs).
We also provide you with information here on the achieved level of execution quality in the form of a report in accordance with the requirements of the Commission Delegated Regulation (EU) 2017/576 (RTS 28).
Quality report on best execution in 2019
Quality report on best execution in 2018
Should you have any questions or require further information, please do not hesitate to contact your personal Bank Frick advisor.