Information on the best execution of client orders

In accordance with Annex 7.4 of the Liechtenstein Banking Ordinance (Bankenverordnung – BankV) in conjunction with Commission Delegated Regulation (EU) 2017/576 (RTS 28), Bank Frick is required to publish the top brokers (investment firms) for each financial instrument category to which it has forwarded client orders for execution on an annual basis. The corresponding breakdown for each financial instrument class can be downloaded. If a category of financial instruments is not listed, this means no transactions in this category were executed in the year under review.

The top brokers to which client orders were forwarded in 2019:

Categories of financial instruments Trading volumes of non-professional investors Trading volumes on professional investors
Equities - Shares and depositary receipts  Table 1  Table 2
Debt instruments  Table 1  Table 2
Interest rates derivates  Table 1  Table 2
Currency derivates  Table 1  Table 2
Structured finance instruments  Table 1  Table 2
Equitiy derivates  Table 1  Table 2
Securitized derivates    
Commodities derivate  Table 1  Table 2
Exchange traded products  Table 1  Table 2
Other instruments  Table 1  Table 2

 

The top brokers to which client orders were forwarded in 2018:

Categories of financial instruments Trading volumes of non-professional investors Trading volumes on professional investors
Equities - Shares and depositary receipts  Table 1  Table 2
Debt instruments  Table 1  Table 2
Interest rates derivates  Table 1  Table 2
Currency derivates  Table 1  Table 2
Structured finance instruments  Table 1  Table 2
Equitiy derivates  Table 1  Table 2
Securitized derivates    
Commodities derivate  Table 1  Table 2
Exchange traded products  Table 1  Table 2
Other instruments  Table 1  Table 2

 

During the year under review, Bank Frick did not execute any client transactions as part of securities financing transactions (SFTs).

We also provide you with information here on the achieved level of execution quality in the form of a report in accordance with the requirements of the Commission Delegated Regulation (EU) 2017/576 (RTS 28).

Quality report on best execution in 2019

Quality report on best execution in 2018

Should you have any questions or require further information, please do not hesitate to contact your personal Bank Frick advisor.